Stern Brothers & Co.
8000 Maryland Avenue
St. Louis, MO 63105
Chief Compliance Officer
Karen is the Chief Compliance Officer and Vice President of operations for Stern Brothers & Co. She has 30 years in the financial services industry and joins the Firm from Wachovia Securities, where she served as a Senior Compliance Analyst.
Prior to Wachovia, Karen spent many years with A. G. Edwards & Sons, beginning as a clerk and graduating into positions as supervisor and assistant manager, giving her experience in fixed income and over the counter operations, customer billing, municipal syndicate bookrunning systems and regulatory reporting.