Order Routing Disclosure

Order Routing Disclosure In accordance with SEC Rule 606, Stern is making available quarterly reports which identifies the significant market centers to which client orders were routed for execution. In addition, the venues to which individual client orders were routed is available upon written request. Order Routing Disclosure

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Michael Carlin

Office Location: Stern Brothers 8000 Maryland Avenue #800 St. Louis, MO 63105 (View Map) (917) 861.0745 Michael Carlin Associate Click Here to Email Michael has over five years of municipal finance experience and has provided structuring, transactional and quantitative support for a variety of public agency credit, including cities, special districts, higher education and redevelopment agencies nationally. Most recently, he worked at US Bancorp and started his career at the…

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David Schott

Office Location: Stern Brothers 1270 Park Avenue Suite 724 New York, NY 10020 (View Map) (646) 864-8730 David Schott Managing Director Click Here to Email David Schott joined Stern Brothers as a Managing Director and is located in the New York City office. Mr. Schott specializes in structuring municipal and corporate financings and developing quantitative solutions to complicated debt situations. He has 28 years of experience as a quantitative banker,…

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Community Partners

In the course of our business, we help communities grow with our corporate finance and capital markets expertise. In our off hours, we give back to our communities by donating time and manpower. Bringing positive change to the communities in which we live and work is the idea behind SternCares, and we are passionate about giving back. With offices across the country, our staff supports many amazing organizations nationwide. Our…

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Education

Education Schools, colleges and universities undertake a wide variety of capital projects to remain competitive and innovative. Whether the project is a new research laboratory or a parking garage, new residence halls or refurbished classrooms, Stern Brothers has a long record of finding low cost external capital to supplement an educational institution’s internally generated funds and philanthropic sources.  Our investment bankers can design and market innovative bond issues that provide…

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Regulatory Documents

Documents Privacy Policy Safeguarding your personal information is important to us. We will not disclose any non-public information about our customers or former customers to anyone, except as permitted by law and described below. Characteristics and Risks of Standardized Options Prior to buying or selling an option, investors must read a copy of the Characteristics & Risks of Standardized Options, also known as the options disclosure document (ODD). It explains…

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Our Firm

Our Firm Stern Brothers is an independent, Woman-Owned Business Enterprise (WBE) investment bank. We work with clients in specific market sectors providing knowledge and experience, and thereby ensuring the most effective financing transactions. Specializing in structuring unique solutions for clients, we have served thousands of municipal issuers and corporations in our history. Our team is eager to work with you in the structuring, analyzing, underwriting, sales and distribution of your…

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Request Information

Request Information If you would like to be contacted by a Stern Brothers team member please submit your request here.

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Services

Services Lines of Business Credit Enhancement Equity Capital Markets Financial Advisory Corporate Finance Project Finance Public Finance Remarketing Sales & Trading Underwriting Learn More Sectors Economic and Community Development Education General Obligation and Appropriation Health Care Housing Transportation Utilities Learn More Regulatory Documents Safeguarding your personal information is important to us. We will not disclose any non-public information about our customers or former customers to anyone, except as permitted by…

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