Office Location:

Stern Brothers
8000 Maryland Avenue
Suite 800
St. Louis, MO 63105
(View Map)
(314) 743-3051

Karen Warren

Principal Operations Officer

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Karen Warren is the Principal Operations Officer at Stern Brothers and serves on the senior management team. Karen is responsible for Operations, regulatory reporting and oversees relationships and functionality with trading and clearing vendors. She joined Stern Brothers in 2009 as the Chief Compliance Officer and head of Operations and later transitioned to Principal Operations Officer in 2017. Prior to Stern Brothers, Karen was with A.G. Edwards for 25 years and held management roles in Fixed Income and Equity Operations and Compliance.

Ms. Warren holds a Series 7, 63, 79, 99, 24 and 53.