GWENDOLYN TAYLOR JOINS STERN BROTHERS AS CHIEF COMPLIANCE OFFICER
Stern Brothers is pleased to announce that Gwendolyn Taylor has joined Stern Brothers as Chief Compliance Officer and General Counsel, and will be located in the St. Louis, Missouri office.
Ms. Taylor spent the past eight years as Associate General Counsel and Compliance Counsel with Edward Jones, where she was responsible for ensuring corporate compliance with securities regulations, other applicable laws as well as policies and procedures. Prior to Edward Jones, Gwen worked with Anheuser-Busch in the in-house legal department in the intellectual property area.
“As a women owned business, it is important that we have women in senior leadership roles. Gwen’s knowledge of compliance regulations and her legal experience make her a key addition to the Stern Brothers family as we continue to grow the Firm” stated Peggy Finn, Chairman & CEO of Stern Brothers.
Gwen is a member of The Missouri Bar, the Bar Association of Metropolitan St. Louis, and volunteers with Ivy League, Alpha Kappa Alpha Sorority and the Matthews-Dickey Boys & Girls Club.
Gwen is a graduate of Clark Atlanta University in Atlanta, GA, and St. Louis University School of Law, and holds the FINRA Series 7, 9, 10, 24 and 66 licenses.
About Stern Brothers
Stern Brothers is an independent, certified wholly woman-owned business enterprise (WBE) investment bank whose primary focus is public and infrastructure finance. Founded in 1917, Stern Brothers specializes in crafting customized financing solutions to meet the capital funding needs for our issuing clients and public and private borrowers.
Stern Brothers has offices in Atlanta, Cleveland, Denver, Houston, Kansas City, Los Angeles, New York, New Jersey and St. Louis.
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